Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cliff Steven Farmer | 5941994 | 3 | 01/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Ibold | 4801154 | 4 | 12/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Alan Mantei | 1098981 | 45 | 12/13/2019 | Customer Dispute | Settled | $245,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 12/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcel Pahmer | 4565391 | 4 | 12/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 12/10/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 12/09/2019 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 12/09/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 12/03/2019 | Customer Dispute | Settled | $58,258.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 11/27/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |