Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Stephens | 1388369 | 13 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Dennis Laspaluto | 2541603 | 5 | 12/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Avery Mercer | 813556 | 1 | 11/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Julia Elizabeth Coburn | 2565449 | 3 | 09/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine Greer Nishnic | 2499553 | 8 | 08/21/2017 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| Mollie Horn Strong | 1841209 | 1 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 3272604 | 2 | 07/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Rod Klesack | 1050845 | 2 | 07/12/2017 | Customer Dispute | Settled | $27,124.40 | $0.00 | See FINRA Report |
| Patrick Michael Carroll | 2676119 | 2 | 05/30/2017 | Customer Dispute | Settled | $7,879.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 7 | 05/12/2017 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |