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FINRA Broker Disclosures for Centaurus Financial, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 746 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gordon George Huber1241571308/29/2018Judgment / Lien$0.00$0.00See FINRA Report
Cindy Lucille Porto Chiellini10155924408/16/2018Customer DisputeSettled$175,000.00$0.00See FINRA Report
Wilmer Ricardo Cordoba6857480607/18/2018FinancialFinal$0.00$0.00See FINRA Report
Wilmer Ricardo Cordoba6857480607/18/2018FinancialFinal$0.00$0.00See FINRA Report
Wilmer Ricardo Cordoba6857480607/18/2018FinancialFinal$0.00$0.00See FINRA Report
Wilmer Ricardo Cordoba6857480607/18/2018FinancialFinal$0.00$0.00See FINRA Report
Andrew James Tenzer2422011107/11/2018Customer DisputeDenied$221,248.00$0.00See FINRA Report
Patrick Michael Carroll2676119206/26/2018Judgment / Lien$0.00$0.00See FINRA Report
Gregory Scott Kinkead24739331306/22/2018Judgment / Lien$0.00$0.00See FINRA Report
Cindy Lucille Porto Chiellini10155924406/12/2018Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report

746 Results

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