Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Noel Marcheso | 869337 | 4 | 06/26/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard Norris Coppin | 865875 | 3 | 06/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 06/15/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Royce Ryan Running | 5202198 | 1 | 06/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 05/11/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 05/11/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 4321614 | 1 | 05/08/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Alfred McCabe | 2980438 | 5 | 05/06/2020 | Customer Dispute | Final | $65,000.00 | $0.00 | See FINRA Report |
| James Martin Appel | 6445389 | 2 | 05/03/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 04/27/2020 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |