Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Kinkead | 2473933 | 13 | 12/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 12/13/2018 | Customer Dispute | Settled | $336,160.00 | $0.00 | See FINRA Report |
| John William Marshall | 2919845 | 2 | 12/13/2018 | Customer Dispute | Settled | $336,160.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 12/13/2018 | Customer Dispute | Settled | $336,130.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 13 | 12/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff Steven Farmer | 5941994 | 3 | 12/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Alan Mantei | 1098981 | 42 | 11/14/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 11/14/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 8 | 11/14/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 11 | 11/08/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |