Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 05/10/2019 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 8 | 05/10/2019 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |
| Robert Warren Hitchcock | 1445875 | 1 | 05/09/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 04/26/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 04/26/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael Emil Fassi | 828921 | 1 | 04/15/2019 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 03/18/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 02/19/2019 | Customer Dispute | Settled | $253,757.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 02/19/2019 | Customer Dispute | Settled | $253,757.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 01/02/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |