Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cliff Steven Farmer | 5941994 | 3 | 06/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clovis Mike Morrison | 1730240 | 3 | 06/11/2019 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dennis John Ibold | 4801154 | 4 | 06/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Jerome Singleton | 4808344 | 2 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Roland Hobert | 805680 | 12 | 05/20/2019 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 05/20/2019 | Customer Dispute | Closed-No Action | $70,462.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 05/17/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 05/17/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 8 | 05/17/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Charles Grostick | 3188156 | 1 | 05/13/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |