Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 45 | 09/23/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 09/23/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Capezuto | 1348854 | 4 | 09/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Sverre Rustad | 2210391 | 3 | 09/01/2021 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Darren Robert Grossman | 5762586 | 3 | 08/17/2021 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Charles Bolt | 1594587 | 2 | 08/05/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 07/16/2021 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 07/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Charles Burks | 2944992 | 18 | 06/28/2021 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Michael Edward Simmonds | 1251092 | 5 | 06/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |