Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher J Gordon | 5714224 | 8 | 05/03/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Gustav Kuchherzki | 2529623 | 6 | 03/23/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 03/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aristo Crecencio Arana | 5617216 | 1 | 03/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Linda Rose Patent | 2003287 | 1 | 03/01/2022 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Carroll | 2676119 | 4 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Alfred McCabe | 2980438 | 5 | 11/23/2021 | Customer Dispute | Settled | $178,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Alan Mantei | 1098981 | 45 | 10/26/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Jacob Meraz | 4618895 | 1 | 10/15/2021 | Customer Dispute | Closed-No Action | $11,885.00 | $0.00 | See FINRA Report |