Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 08/29/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 08/28/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 8 | 08/28/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 08/14/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 08/14/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 11 | 08/14/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 08/14/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 13 | 08/12/2019 | Customer Dispute | Settled | $500.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 08/01/2019 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 5 | 07/29/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |