Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 09/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 8 | 09/11/2019 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| John William Marshall | 2919845 | 2 | 09/11/2019 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 09/09/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 09/03/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 09/03/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 09/03/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 08/29/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |