Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Lamar Nielsen | 4184826 | 11 | 10/18/2022 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 6 | 10/14/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 10/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 09/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Seymour | 1597042 | 3 | 09/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 09/20/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Lawrence Newton | 2196433 | 1 | 09/13/2022 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Carey Allen James | 1420763 | 3 | 09/09/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Angus Scheller | 3196835 | 1 | 09/06/2022 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Jon Sverre Rustad | 2210391 | 3 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |