Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Sverre Rustad | 2210391 | 3 | 01/31/2023 | Customer Dispute | Settled | $343,475.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 01/23/2023 | Customer Dispute | Closed-No Action | $57,653.00 | $0.00 | See FINRA Report |
| Donna Maria Seymour | 1714302 | 5 | 01/10/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Teresita Marie Miller | 1883063 | 1 | 01/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Elias | 1522834 | 4 | 01/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 01/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Loris Blake Rose | 1836176 | 1 | 12/19/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Lamar Nielsen | 4184826 | 11 | 11/21/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| William Stewart Carpenter | 1157630 | 2 | 11/02/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |