Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan G Sheard | 4792441 | 1 | 04/04/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Eric Gustav Kuchherzki | 2529623 | 6 | 04/04/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard George Hubert Depalma | 4517536 | 3 | 04/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Klemm | 6344942 | 1 | 03/27/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 3 | 03/02/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 02/24/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 02/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |