Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Neil Tremblay | 1201542 | 11 | 06/02/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Mark Frieler | 2629874 | 3 | 05/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Charles Burks | 2944992 | 18 | 05/23/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Martin Appel | 6445389 | 2 | 05/15/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 05/15/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kenneth Alfred McCabe | 2980438 | 5 | 05/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine Greer Nishnic | 2499553 | 9 | 04/27/2023 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 04/18/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 04/12/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Elias | 1522834 | 4 | 04/10/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |