Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 42 | 03/20/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 5 | 03/20/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 03/20/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 11 | 03/16/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Alfred Scott Rivera | 3189469 | 1 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 02/26/2020 | Customer Dispute | Settled | $171,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 02/26/2020 | Customer Dispute | Settled | $171,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 02/26/2020 | Customer Dispute | Settled | $171,000.00 | $0.00 | See FINRA Report |
| Richard Norris Coppin | 865875 | 3 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 02/18/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |