Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Alfred McCabe | 2980438 | 4 | 05/06/2020 | Customer Dispute | Final | $65,000.00 | $0.00 | See FINRA Report |
| James Martin Appel | 6445389 | 1 | 05/03/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 04/27/2020 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 5 | 04/27/2020 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Gary Goldberg | 2037748 | 3 | 04/20/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 04/06/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 44 | 04/06/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 12 | 04/06/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Leslie Ann Coulson | 2459805 | 1 | 03/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 10 | 03/23/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |