Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Goldberg | 2037748 | 3 | 05/06/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel B Chancellor | 3242235 | 4 | 04/20/2021 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 03/09/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 02/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Marco Bartolo Azizi | 2154719 | 7 | 02/18/2021 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 02/18/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 02/18/2021 | Customer Dispute | Settled | $74,340.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 02/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/04/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 02/04/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |