Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James V Peters | 2665577 | 2 | 08/15/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 11 | 08/04/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Darren Robert Grossman | 5762586 | 3 | 08/02/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Carey Allen James | 1420763 | 3 | 07/27/2022 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Philip Anthony Board | 2290520 | 1 | 07/22/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 07/21/2022 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Sean Burr | 6421939 | 2 | 07/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 07/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 06/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donna Maria Seymour | 1714302 | 5 | 06/21/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |