Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Elise Anthony | 4512228 | 5 | 06/29/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Patrick Sweeney | 2669172 | 3 | 06/29/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 06/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 06/14/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 6 | 06/14/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 06/14/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 05/15/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Katherine Greer Nishnic | 2499553 | 9 | 04/27/2023 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 04/18/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 04/12/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |