Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcious Dickerson | 1053338 | 4 | 02/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Robert Nelson | 2552126 | 2 | 12/07/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Noel Marcheso | 869337 | 4 | 06/26/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 06/15/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Royce Ryan Running | 5202198 | 1 | 06/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 05/11/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 05/11/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 04/27/2020 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Lisa B Mantei | 2230735 | 6 | 04/27/2020 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Gary Goldberg | 2037748 | 3 | 04/20/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |