Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Seyed Ahmad Hashemian | 1574079 | 13 | 05/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dwayne Howard Kappell | 2159603 | 2 | 01/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Richard Edmark | 1596961 | 4 | 01/12/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kerry W Hough | 731839 | 15 | 09/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Spyros Nick Kroustalis | 2110843 | 2 | 12/27/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Richard Edmark | 1596961 | 4 | 12/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert James Degroot | 1004871 | 2 | 12/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steve Skytte | 2562942 | 1 | 09/18/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Sterling Marshel | 2442018 | 2 | 06/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alan Lee Everhart | 735204 | 3 | 11/13/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |