Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Neil Tremblay | 1201542 | 11 | 06/02/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 05/23/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Martin Appel | 6445389 | 2 | 05/15/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 3 | 03/02/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| William Stewart Carpenter | 1157630 | 2 | 11/02/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 08/10/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Cindy Lucille Porto Chiellini | 1015592 | 45 | 08/10/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Evan Griz | 2160527 | 1 | 05/12/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Francis Austin McManus | 5921008 | 1 | 11/30/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |