Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fera Shivaee | 2271590 | 2 | 09/12/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| John Noel Marcheso | 869337 | 4 | 09/08/2023 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Michael Young Hamilton | 2038138 | 2 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 3 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 08/23/2023 | Customer Dispute | Pending | $580,000.00 | $0.00 | See FINRA Report |
| April Lynne Waldman | 4653460 | 1 | 07/06/2023 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Donna Louise Payne | 1007323 | 4 | 07/06/2023 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 06/20/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |