Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Roland Hobert | 805680 | 18 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 12/19/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Kitashima | 729389 | 6 | 11/27/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| James V Peters | 2665577 | 2 | 11/03/2023 | Customer Dispute | Pending | $85,000.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 11 | 10/31/2023 | Customer Dispute | Pending | $36,000.00 | $0.00 | See FINRA Report |
| Sean Burr | 6421939 | 2 | 10/06/2023 | Customer Dispute | Pending | $298,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 10/06/2023 | Customer Dispute | Pending | $298,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 10/02/2023 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 10/02/2023 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Craig Sothern Sturges | 1315735 | 1 | 10/02/2023 | Customer Dispute | Pending | $27,438.80 | $0.00 | See FINRA Report |