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FINRA Broker Disclosures for Centaurus Financial, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 79 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard George Hubert Depalma4517536302/13/2024Customer DisputePending$150,000.00$0.00See FINRA Report
Richard Glenn Acker3061037301/30/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Bradford Cornelius Lucas1571921101/15/2024Customer DisputePending$8,479.93$0.00See FINRA Report
Timothy Neil Tremblay12015421101/09/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Patrick Roland Hobert8056801801/08/2024Customer DisputePending$100,000.00$0.00See FINRA Report
Thomas Benjamin Paine2285372212/19/2023Customer DisputePending$0.00$0.00See FINRA Report
Brett F Ewing2904608212/19/2023Customer DisputePending$0.00$0.00See FINRA Report
John Noel Marcheso869337412/19/2023Customer DisputePending$0.00$0.00See FINRA Report
Donna Louise Payne1007323412/19/2023Customer DisputePending$0.00$0.00See FINRA Report
Jeffrey Patrick Hobert6451659212/19/2023Customer DisputePending$0.00$0.00See FINRA Report

79 Results

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