Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Mark Ellis | 1082891 | 3 | 09/05/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clovis Mike Morrison | 1730240 | 1 | 09/04/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mark Ellis | 1082891 | 3 | 12/29/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 03/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 09/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Arvin Groff | 1287954 | 1 | 08/30/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 07/29/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 10/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |