Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Jeffrey Dorko | 7249345 | 1 | 01/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dennis Laspaluto | 2541603 | 6 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mollie Horn Strong | 1841209 | 1 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 3272604 | 2 | 07/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Goforth Albarian | 1114498 | 4 | 05/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Simon Guttadaro | 5564510 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Ann Zimmerman | 6822817 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alfred McCabe | 2980438 | 5 | 05/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |