Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Alfred McCabe | 2980438 | 5 | 05/06/2020 | Customer Dispute | Final | $65,000.00 | $0.00 | See FINRA Report |
| Alfred Scott Rivera | 3189469 | 1 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Norris Coppin | 865875 | 3 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 11/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Norris Coppin | 865875 | 3 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 07/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 12/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonji Rollins Tucker | 2994933 | 1 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilmer Ricardo Cordoba | 6857480 | 6 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |