Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry W Hough | 731839 | 15 | 09/15/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Douglas Phillips | 1311907 | 6 | 09/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Thomas Riner | 376932 | 3 | 07/24/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seyed Ahmad Hashemian | 1574079 | 13 | 09/08/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Lagattuta | 2060443 | 5 | 07/30/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gene Wilbur Williams | 851665 | 7 | 03/15/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Capezuto | 1348854 | 4 | 01/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Valentino Michael Scott | 1497615 | 17 | 06/06/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gene Wilbur Williams | 851665 | 7 | 04/28/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |