Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seyed Ahmad Hashemian | 1574079 | 13 | 06/20/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Ian Kassel | 1473673 | 5 | 06/03/1996 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 05/13/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Benjamin Franklin | 842945 | 3 | 05/08/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 04/08/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 03/29/1996 | Customer Dispute | Settled | $3,360,590.00 | $0.00 | See FINRA Report |
| Glen Biener | 1353794 | 2 | 03/29/1996 | Customer Dispute | Dismissed | $3,360,590.00 | $0.00 | See FINRA Report |
| Robert Howard Osur | 1028283 | 4 | 03/29/1996 | Customer Dispute | Settled | $3,600,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Rener | 1660996 | 2 | 01/17/1996 | Customer Dispute | Settled | $29,539.20 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 11/08/1995 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |