Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry W Hough | 731839 | 15 | 03/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery James Quiggle | 2156303 | 2 | 02/07/2002 | Customer Dispute | Denied | $248,957.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 12/27/2001 | Customer Dispute | Settled | $18,147.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 12/04/2001 | Customer Dispute | Denied | $182,307.00 | $0.00 | See FINRA Report |
| Abel Lopez Olivares | 3016251 | 2 | 11/26/2001 | Customer Dispute | Settled | $12,516.20 | $0.00 | See FINRA Report |
| Jalon Oconnell Morton | 3005016 | 1 | 10/22/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 10/17/2001 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Carol Butler Holm | 1178157 | 20 | 09/17/2001 | Customer Dispute | Denied | $10,557.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 09/10/2001 | Customer Dispute | Settled | $925,000.00 | $0.00 | See FINRA Report |
| William Fuentes | 1330327 | 2 | 08/06/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |