Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Wilson Polatty | 3004626 | 1 | 04/01/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Elliott Smith | 1139782 | 6 | 03/09/2005 | Customer Dispute | Settled | $40,764.00 | $0.00 | See FINRA Report |
| Curtis Richard Edmark | 1596961 | 4 | 02/01/2005 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Kinkead | 2473933 | 14 | 01/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 12/16/2004 | Customer Dispute | Settled | $111,257.00 | $0.00 | See FINRA Report |
| Todd William Walker | 2503388 | 1 | 10/14/2004 | Customer Dispute | Settled | $82,500.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 09/24/2004 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| John Edmond Tryon | 1593231 | 4 | 09/22/2004 | Customer Dispute | Settled | $260,912.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 09/13/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 08/30/2004 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |