Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Andrew Lagattuta | 2060443 | 5 | 05/15/2008 | Customer Dispute | Settled | $17,368.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 05/01/2008 | Customer Dispute | Closed-No Action | $35,120.00 | $0.00 | See FINRA Report |
| Terri Lynn Fassi | 2526113 | 2 | 04/04/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 01/02/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| George Lewis Saltzman | 4516485 | 2 | 12/07/2007 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 11/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Roberts Coles | 2632270 | 4 | 10/05/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jason Roberts Coles | 2632270 | 4 | 09/19/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Roberts Coles | 2632270 | 4 | 08/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert E Walker | 2982667 | 1 | 12/05/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |