Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Harlan Gerken | 2426124 | 2 | 12/11/2008 | Customer Dispute | Denied | $78,447.40 | $0.00 | See FINRA Report |
| Joel Daniel Harworth | 3131373 | 4 | 11/21/2008 | Customer Dispute | Denied | $9,749.82 | $0.00 | See FINRA Report |
| Joseph Gregory Papez | 2384968 | 5 | 11/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 10/28/2008 | Customer Dispute | Denied | $12,700.00 | $0.00 | See FINRA Report |
| George Gengo Nabeshima | 2630032 | 2 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Westley Hayes King | 2527676 | 2 | 10/16/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Steven Lewis Hollimon | 4712516 | 1 | 10/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mike Robert Kilpatrick | 1278618 | 9 | 09/15/2008 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Randy Lee Green | 2749203 | 1 | 07/25/2008 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 06/13/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |