Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Royce Kamuela Clark Yen | 1501850 | 1 | 08/17/2009 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 04/20/2009 | Customer Dispute | Closed-No Action | $6,250.67 | $0.00 | See FINRA Report |
| Kalyan George Raman | 831032 | 1 | 04/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victoria Lee Artel | 1216175 | 2 | 04/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 03/30/2009 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| William Thomas Buxton | 1214550 | 1 | 03/17/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Harlan Hatch | 5211012 | 1 | 02/09/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven W Lundquist | 1970958 | 3 | 02/05/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 01/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Philip Bianco | 20952 | 5 | 12/15/2008 | Customer Dispute | Closed-No Action | $67,000.00 | $0.00 | See FINRA Report |