Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Austin Cooper | 2678690 | 1 | 06/17/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Edmond Tryon | 1593231 | 4 | 06/15/2010 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Brett F Ewing | 2904608 | 2 | 06/01/2010 | Customer Dispute | Denied | $58,446.00 | $0.00 | See FINRA Report |
| Gena Michelle Mickschl | 4464215 | 1 | 05/26/2010 | Customer Dispute | Closed-No Action | $6,983.11 | $0.00 | See FINRA Report |
| Ronald Joseph Burkard | 2703044 | 1 | 03/03/2010 | Customer Dispute | Settled | $17,971.20 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 01/22/2010 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 01/05/2010 | Customer Dispute | Denied | $15,989.30 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 12/11/2009 | Customer Dispute | Denied | $16,856.60 | $0.00 | See FINRA Report |
| George Gengo Nabeshima | 2630032 | 2 | 10/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel B Chancellor | 3242235 | 4 | 09/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |