Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Elias | 1522834 | 4 | 04/14/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 04/14/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 03/25/2024 | Customer Dispute | Pending | $120,300.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 11 | 03/25/2024 | Customer Dispute | Pending | $46,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 03/19/2024 | Customer Dispute | Pending | $98,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 03/19/2024 | Customer Dispute | Pending | $138,000.00 | $0.00 | See FINRA Report |
| Kelley Susan Slaught | 1126586 | 1 | 03/13/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 03/07/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Christopher J Gordon | 5714224 | 8 | 03/07/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Havell MacDonnell | 1924888 | 2 | 02/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |