Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Burks | 2944992 | 18 | 02/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 3 | 01/05/2011 | Customer Dispute | Settled | $780,990.00 | $0.00 | See FINRA Report |
| Richard Paul Marcil | 1634466 | 1 | 11/23/2010 | Customer Dispute | Settled | $21,542.80 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 11/11/2010 | Customer Dispute | Award / Judgment | $120,000.00 | $39,916.00 | See FINRA Report |
| Mark Jeffrey Reisbord | 1017607 | 2 | 11/11/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Andrew Lagattuta | 2060443 | 5 | 11/10/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Andrew Lagattuta | 2060443 | 5 | 10/13/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel B Chancellor | 3242235 | 4 | 08/11/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Nathan Rogers Woodbury | 4836472 | 3 | 07/30/2010 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Travis Robert Cornett | 5143339 | 2 | 07/30/2010 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |