Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven B Schwartz | 4177383 | 2 | 06/08/2011 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 05/25/2011 | Customer Dispute | Denied | $49,500.00 | $0.00 | See FINRA Report |
| Anthony Nori | 1238551 | 1 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Westley Hayes King | 2527676 | 2 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Richard Dennis Laspaluto | 2541603 | 6 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Jerome Victor Duhovic | 2123754 | 1 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Allen Scott Peters | 3160672 | 1 | 03/28/2011 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 6 | 03/25/2011 | Customer Dispute | Denied | $8,087.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 03/01/2011 | Customer Dispute | Closed-No Action | $5,943.09 | $0.00 | See FINRA Report |