Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Connor McCraw | 1592523 | 1 | 03/02/2012 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 02/28/2012 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Wiltz | 2146135 | 1 | 01/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Benjamin Franklin | 842945 | 3 | 01/10/2012 | Customer Dispute | Settled | $245,122.00 | $0.00 | See FINRA Report |
| William Michael Waltz | 1525627 | 1 | 01/05/2012 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 6 | 12/07/2011 | Customer Dispute | Settled | $9,624.00 | $0.00 | See FINRA Report |
| Stacey Janay Corbello | 2553071 | 1 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 10/05/2011 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 09/15/2011 | Customer Dispute | Closed-No Action | $121,753.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 07/22/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |