Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Wilbur Williams | 851665 | 7 | 03/05/2013 | Customer Dispute | Settled | $243,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 02/25/2013 | Customer Dispute | Settled | $67,156.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 02/04/2013 | Customer Dispute | Settled | $173,745.00 | $0.00 | See FINRA Report |
| Joseph Gregory Papez | 2384968 | 5 | 10/22/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 08/17/2012 | Customer Dispute | Closed-No Action | $153,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 08/14/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 07/10/2012 | Customer Dispute | Denied | $86,366.20 | $0.00 | See FINRA Report |
| Joseph Gregory Papez | 2384968 | 5 | 06/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 3 | 05/17/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert Philip Bianco | 20952 | 5 | 04/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |