Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Joseph Stoltz | 2437081 | 3 | 11/05/2013 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Ralph Cannon Williams | 805613 | 3 | 10/30/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 10/10/2013 | Customer Dispute | Closed-No Action | $68,500.00 | $0.00 | See FINRA Report |
| Fera Shivaee | 2271590 | 2 | 10/04/2013 | Customer Dispute | Award / Judgment | $1,000,860.00 | $0.00 | See FINRA Report |
| Thomas Benjamin Paine | 2285372 | 2 | 09/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Nelson | 2552126 | 2 | 09/06/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Joel Drooks | 2440188 | 1 | 08/30/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Phillip Routten | 818109 | 1 | 07/08/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Edward Rod Klesack | 1050845 | 2 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 3 | 04/08/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |