Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Bartolo Azizi | 2154719 | 7 | 05/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 05/14/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Kasey Luv Davis | 2353615 | 2 | 05/03/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| John Edmond Tryon | 1593231 | 4 | 05/03/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Anthony Scott Desjardins | 6528916 | 1 | 04/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Joel Daniel Harworth | 3131373 | 4 | 04/30/2024 | Customer Dispute | Pending | $93,000.00 | $0.00 | See FINRA Report |
| Richard Dennis Laspaluto | 2541603 | 6 | 04/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 04/22/2024 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Donna Maria Seymour | 1714302 | 5 | 04/18/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 04/16/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |