Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Roland Hobert | 805680 | 18 | 08/30/2004 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| James Ronald King | 269927 | 8 | 07/14/2004 | Customer Dispute | Closed-No Action | $22,519.00 | $0.00 | See FINRA Report |
| Lawrence Elliott Smith | 1139782 | 6 | 02/17/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Mohammad Javad Raja | 1058818 | 1 | 02/13/2004 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Seyed Ahmad Hashemian | 1574079 | 13 | 02/05/2004 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |
| Robert Howard Osur | 1028283 | 4 | 06/25/2003 | Customer Dispute | Closed-No Action | $562,737.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 06/05/2003 | Customer Dispute | Closed-No Action | $97,918.00 | $0.00 | See FINRA Report |
| Michael Ivan Moffitt | 709840 | 1 | 09/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Walsh | 1236262 | 1 | 07/26/2002 | Customer Dispute | Closed-No Action | $120.00 | $0.00 | See FINRA Report |
| Kerry W Hough | 731839 | 15 | 03/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |