Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Lee Green | 2749203 | 1 | 07/25/2008 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 05/01/2008 | Customer Dispute | Closed-No Action | $35,120.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 01/02/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Abel Lopez Olivares | 3016251 | 2 | 10/30/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dwayne Howard Kappell | 2159603 | 2 | 08/29/2006 | Customer Dispute | Closed-No Action | $5,525.38 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 07/26/2006 | Customer Dispute | Closed-No Action | $19,764.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 07/26/2006 | Customer Dispute | Closed-No Action | $19,764.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 05/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Allen Dean Poe | 1897712 | 3 | 05/04/2006 | Customer Dispute | Closed-No Action | $62,300.00 | $0.00 | See FINRA Report |
| John Michael Stolar | 1614907 | 1 | 12/02/2005 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |