Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Gregory Papez | 2384968 | 5 | 10/22/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Manuel Ramos | 1956224 | 5 | 08/17/2012 | Customer Dispute | Closed-No Action | $153,000.00 | $0.00 | See FINRA Report |
| Stephen Connor McCraw | 1592523 | 1 | 03/02/2012 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 02/28/2012 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 09/15/2011 | Customer Dispute | Closed-No Action | $121,753.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 07/22/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 03/01/2011 | Customer Dispute | Closed-No Action | $5,943.09 | $0.00 | See FINRA Report |
| Gena Michelle Mickschl | 4464215 | 1 | 05/26/2010 | Customer Dispute | Closed-No Action | $6,983.11 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 04/20/2009 | Customer Dispute | Closed-No Action | $6,250.67 | $0.00 | See FINRA Report |
| Robert Philip Bianco | 20952 | 5 | 12/15/2008 | Customer Dispute | Closed-No Action | $67,000.00 | $0.00 | See FINRA Report |