Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Atul Makharia | 5070762 | 13 | 01/31/2017 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Christian Joseph Stoltz | 2437081 | 3 | 06/16/2016 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Woodfield | 4870192 | 1 | 06/16/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery James Quiggle | 2156303 | 2 | 03/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 02/04/2014 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 12/31/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy David McVey | 1535662 | 2 | 12/23/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 10/10/2013 | Customer Dispute | Closed-No Action | $68,500.00 | $0.00 | See FINRA Report |
| James Robert Nelson | 2552126 | 2 | 09/06/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 3 | 04/08/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |