Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Phillip Brienen | 2249998 | 3 | 09/20/2018 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Jason Phillip Brienen | 2249998 | 3 | 07/03/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Phillip Brienen | 2249998 | 3 | 04/05/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jay Peter Cicone | 1587316 | 1 | 08/07/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |