Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Ray | 5882885 | 1 | 03/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristi Lyn Sanz | 5345222 | 1 | 08/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |