Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Ray | 5882885 | 1 | 03/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Cherie Greely | 2355586 | 4 | 06/14/2012 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Smrekar | 2800708 | 3 | 03/01/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Cherie Greely | 2355586 | 4 | 02/11/2011 | Customer Dispute | Settled | $230,012.00 | $0.00 | See FINRA Report |
| Robert Stephen Smrekar | 2800708 | 3 | 12/28/2010 | Customer Dispute | Settled | $683,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Smrekar | 2800708 | 3 | 10/08/2010 | Customer Dispute | Settled | $586,788.00 | $0.00 | See FINRA Report |
| Lisa Cherie Greely | 2355586 | 4 | 10/06/2009 | Customer Dispute | Closed-No Action | $253,172.00 | $0.00 | See FINRA Report |
| Lisa Cherie Greely | 2355586 | 4 | 07/28/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Kristi Lyn Sanz | 5345222 | 1 | 08/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |